Senior IT Auditor – West Houston – dlemaire@cfstaffing.com

Posted on May 2, 2016May 2, 2016 by Dianedelgadolemaire

Job description

Participate in audit risk assessment, planning and audit scope development, as well as project execution as a critical team member on large, complex projects
Provide SOX and compliance expertise and consulting to the organization, ensuring compliance with all SOX information technology internal controls, application controls, and key reports requirements
Prepare and present reports and metrics to management, ensuring controls are accurately maintained and action plans are implemented within designated timelines for remediation
Ensure systems, databases, applications, and IT processes comply with all SOX IT General Controls (ITGC)
Support new system implementation and ensure compliance with existing policies
Update process narratives annually through collaboration with business partners to ensure proper documentation of all significant processes
Participate in special projects and initiatives
Develop, implement, and maintain audit plans, systems and controls
Present audit findings to management
Drive successful completion of audit projects by closely coordinating with management, internal and external auditors, external consultants and business process owners
Assist in the execution of audit department planning including risk assessment
Provide performance feedback to staff auditors and create developmental plans for identified weaknesses
Review audit work papers and draft reports prepared by audit staff
Develop a thorough understanding of policies, procedures and safety rules

Qualifications:

Bachelor’s degree in Computer Science, Management Information Systems, Accounting, Business Administration or similar field of study required
Certified Information Systems Auditor (CISA), Certified Information Systems Security Professional (CISSP), or other IT audit-related certification preferred
3+ years of experience with IT Sarbanes-Oxley (SOX) controls in an audit or IT controls implementation and maintenance capacity
Experience working within an Internal Audit or Information Technology organization, supporting enterprise level IT functions and processes
Experience executing audits within a complex organization that includes mainframe, distributed, and network platforms
Knowledge of ERP systems, data warehouses and knowledge management systems
General understanding of business analysis and project management
Ability to perform risk assessments, develop audit plans, perform financial and operational audits, report results
Knowledge of Sarbanes-Oxley, COSO and COBIT standards, GAAP, current audit practices, new legislation and regulatory requirements and internal auditing standards
Demonstrate ability to plan and execute IT audits focused on general computer controls
Familiar with IT applications, hardware and software systems, and software development life cycle (SDLC)
Strong interpersonal, written and verbal communication skills to interface effectively with individuals at various levels
Ability to remain organized, pay attention to detail, and meet critical deadlines
Ability to work well under pressure while consistently meeting time sensitive deadlines
Analytical with strong problem-solving abilities and creative resolution skills
Ability to collect and analyze complex data, evaluate information, and draw logical conclusions
Strong Microsoft Office experience, including Excel and Word

Senior Auditor – Greenspoint 15% Travel – 70 to 75K – dcd@fittsroberts.com

Posted on April 23, 2012 by Dianedelgadolemaire

JOB DESCRIPTION

Position Title:

Senior Auditor I

Location:

Greenspoint Area

Reports to:

Director of Internal Audit

Primary Duties and Responsibilities:

Position requires ability to provide oversight, training and guidance to junior auditors, and directly assist management in the conduct regular and special purpose audits. Position will also require that the associate become a mentor up to three staff auditors. Position requires industry knowledge and the practice of auditing. Also requires excellent written and verbal communication skills for extensive report writing responsibilities.

This position requires approximately 15% travel.

Education and Experience Requirements:

A Bachelors degree in Accounting and CPA. Minimum three years working experience in Auditing. Public Accounting experience a plus. Certifications in other related specialties (CFE, CIA, CMA, CISA) highly desirable.

Management reserves the right to change the duties and responsibilities set forth herein at any time.

Physical Requirements:

This is primarily a sedentary office position which requires the ability to occasionally bend, stoop, reach, lift, move and carry office materials and supplies weighing 25 pounds or less. Finger dexterity is required to operate a computer keyboard and calculator. Position requires the ability to drive to audit location during the day, and lift audit bag weight.

Additional Requirements:

Candidates should be flexible and able to adapt to the audit approach to each assignment. Good sense of judgment, positive attitude and ability to deal effectively with auditees.

This position outlines the basic tasks and requirements for the position noted. It is not a comprehensive listing of all job duties of the associates.

IT Auditor – Houston – dcd@fittsroberts.com

Posted on December 10, 2010 by Dianedelgadolemaire

IT Auditor

Position Description:

The Information Technology Auditor may be involved in all phases of an audit, including planning, project execution and communication, as directed by the associated project supervisor. The IT Auditor will work with the audit team and business personnel to understand information technology controls, determine and assess risks within processes, identify controls and deficiencies and provide recommendations to improve processes under review. Finally, the IT Auditor may be involved in special projects and/or company initiatives.

Responsibilities:

Interacts with process owners and control owners in areas under review, conveying the department’s guiding principles of integrity, objectivity, innovation, excellence and teamwork
Develops audit programs designed to evaluate reliability of financial information, effectiveness of internal controls, efficiency of operations and compliance with established policies and procedures
Documents business processes, identifying key controls and identifying process improvement opportunities
Performs audit fieldwork
Monitors compliance with established policies, procedures and sound business practices
Promotes implementation of best practices to strengthen internal controls
Prepares, assembles and organizes work papers documenting audit procedures performed
Communicates status and findings to supervisor throughout course of audit
Drafts audit reports, detailing audit procedures performed and findings (including strengths and weaknesses)
Assists with preparation of control reports, status reports, scorecards and presentations
Finalizes audit reports, incorporating management responses
Complies with departmental policies and procedures
Assists with special projects, as needed

Qualifications:

Bachelors degree, preferred in Management Information Systems, Accounting or Finance
Professional Certification, such as CISA, CIA, or CPA or certification candidate preferred
1 – 3 years experience in technology auditing and risk management positions
General understanding of business and accounting principles

Interested candidates should demonstrate:

Broad understanding of internal control principles, design, evaluation and remediation and general computing controls
Strong analytical, organizational and time management skills, including ability to manage multiple priorities concurrently
Professionalism
Effective communication skills, both written and verbal
Strong interpersonal skills
Service-oriented approach
Solid work ethic
Team-player attitude
Proficiency with PC-based tools, including the Microsoft Office Suite, SAP and computer assisted auditing tools
Ability to travel 25 to 35%

IT SOX Coordinator

Posted on October 11, 2010 by Dianedelgadolemaire

Project Responsibilities:

Actively participates in company top 8 initiatives (e.g. Data Integrity, Dashboards, End-to-End Process Improvement, M&A) as advisor on processes and controls
Facilitates documentation of design of processes and User Acceptance Testing or acts as reviewer as appropriate
Ensures action plans are established and tracked in key hotspot areas of concern
Ability to effectively manage multiple projects concurrently
Identify opportunities for more efficient and effective business processes and controls;

Sarbanes-Oxley Section 404 responsibilities:

Work with Internal Audit to perform IT Audit testwork
Manage listing of application controls and production reports
Conduct annual and ongoing significant account reviews and ensure testing is properly documented within SOX work papers
Document Division specific key SOX controls and their related attributes/test descriptions, utilizing the standard SOX RCM
Review/distribute/implement SOX guidance as it is issued, participate in global guidance update calls, and modify Division SOX program appropriately
Provide testing status updates to SOX Core Team on a real-time basis
Prepare write-ups of any new deficiency identified via management testing, and submit them (along with updates to existing items) to SOX Manager on a real-time basis
Establishes and communicates testing timeline with the divisions
Manages and executes all aspects of test preparation, execution, and coordination with process owners
Facilitates detailed review, executed by Controllers, of test results and test summary for completeness and accuracy
Communicates testing support needs and data requests
Manages status reporting and facilitates meetings to clarify test results, as needed
Ensures testing project binders and all documentation is maintained
Obtains first draft of remediation plans from Controllers (or process owners) and updates TOE results with plan, owner, and target remediation date
Assists the divisions in documenting desk level procedures and system operating manuals
Perform field visits
Follow through on management responses to internal and external auditor

Education/Training:

Bachelor’s Degree in Accounting required.

Job Knowledge/Experience:

A self starter that demonstrates strong leadership and success as a project manager with previous SOX compliance experience
Experience with Change Management including User Acceptance Testing required
Must be able to multi-task
Excellent communication skills
Minimum of 5 years accounting/IT/audit experience, 3 years of public accounting experience is a plus.
Strong analytical and root cause analysis capabilities; challenges the status quo
Strong process re-engineering, flowcharting, and data analysis background
Outstanding organizational skills
Proficient in MS Office such as Excel, Word, PowerPoint, Access; Visio a plus

License(s):

CISA and or CPA preferred

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CISA

Senior IT Auditor – West Houston – dlemaire@cfstaffing.com

Qualifications:

Senior Auditor – Greenspoint 15% Travel – 70 to 75K – dcd@fittsroberts.com

IT Auditor – Houston – dcd@fittsroberts.com

IT Auditor

Position Description:

IT SOX Coordinator